Broker Check


Senior Client Service Associate

We continue to grow and are looking for a Senior Client Service Associate for an established Wealth Manager. Your job, as a Senior Client Service Associate, is to enhance the client experience by servicing clients and providing operational and administrative support. Your knowledge of firm policy, procedures, and technology allows you to interface with current and prospective clients, anticipate their needs, resolve their problems, and follow through to provide exceptional service. You perform administrative duties that support your Wealth Manager in their daily business practices (e.g., client meetings, on-boarding new clients, marketing, etc).

The Preferred Candidate will possess the following:

  • A minimum of 5 years experience in the financial industry
  • General knowledge of brokerage operations
  • Client service oriented and a team player
  • Detail-oriented with proven organizational skills
  • Ability to manage time efficiently, prioritize workload, and accurately perform under pressure
  • Support and drive firm initiatives and maintain risk awareness and regulatory knowledge
  • Proven written and verbal communication skills
  • FINRA series 6/7 and 63/65 or 66 licenses
  • Bachelor's degree in Business, Finance, or related field desired

Must pass background and credit checks as a part of the hiring process

To apply please submit your resume/CV to